Mifid II  

Why LinkedIn matters under Mifid II

  • To learn how Mifid II affects communications.
  • To understand how advisers should inform their clients.
  • To list ways in which advisers can communicate to clients.
CPD
Approx.30min

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As the implementation date of 3 January 2018 approaches, the Financial Conduct Authority has been vocal about its determination that businesses falling under the regulation be ready to comply.

While it has said it won’t come down so hard on smaller businesses and IFAs immediately, the regulator has encouraged all those who need to comply to stick to the deadline as closely as possible.

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The time to understand Mifid II in its entirety is now.

 Ian Hook is vice-president of European business operations at Smarsh

CPD
Approx.30min

Please answer the six multiple choice questions below in order to bank your CPD. Multiple attempts are available until all questions are correctly answered.

  1. According to Mr Hook, Mifid II is not being implemented in what?

  2. What is not an automatic path torule-free business, according to Mr Hook?

  3. What do advisers think there is a lack of, according to a survey cited by Mr Hook?

  4. What is becoming a thing of the past, according to Mr Hook?

  5. What does not matter when it comes to recording compliance under Mifid II?

  6. What is the sort of medium cited by Mr Hook under which documents must be kept?

Nearly There…

You have successfully answered all the questions correctly, well done!

You should now know…

  • To learn how Mifid II affects communications.
  • To understand how advisers should inform their clients.
  • To list ways in which advisers can communicate to clients.

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